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mission statement

To build a trusting and long-term relationship with each and every one of our clients based on superior service and quality investment and insurance products. We are proud to be independent financial professionals whose first concern is to help you reach your financial goals.


Regent Financial Group, LLC helps individuals, families and businesses create, accumulate, preserve and distribute wealth. We do this with discipline and the perspective gained from years of wealth management. We understand that clients want comprehensive investment advice and a full menu of sophisticated financial planning services and products.

We are independent - we are not affiliated with any investment management firm, insurance company, brokerage house or mutual fund company. We do not have any stockholders. We do not sell any proprietary products and we have no restrictions (other than securities law) as to what products and services are available to our clients.

We do not own any inventories of investment products. Therefore, many conflicts of interest present in the financial services field are absent at Regent Financial Group, LLC.

This means we can work with your interests in mind.

We believe in developing and maintaining lasting relationships, distinguished by outstanding service, periodic strategy reviews and personal attention to your finances.

We are proud of our long-term investment performance, our high level of personal service and our total freedom to choose with regard to the investment and insurance products that we recommend to clients.

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 Securities offered through Kestra Investment Services, LLC (Kestra IS) Member FINRA/SIPC. Investment Advisory Services may be offered through Kestra Advisory Services, LLC (Kestra AS). Regent Financial Group, LLC is not affiliated with Kestra IS or Kestra AS.

Kestra IS and Kestra AS do not provide legal or tax advice. 

There is no guarantee that the plan will grow to cover college expenses. In addition, depending upon the laws of your home state or designated beneficiary, favorable state tax treatment or other benefits offered by such home state for investing in 529 college savings plans may be available only if you invest in the home state's 529 college savings plan. Any state-based benefit offered with respect to a particular 529 college savings plan should be one of many appropriately weighted factors to be considered in making an investment decision. You should consult with your financial, tax or other adviser to learn more about how state-based benefits (including any limitations) would apply to your specific circumstances and also may wish to contact your home state or any other 529 college savings plan to learn more about the features, benefits and limitations of that state's 529 college savings plan. You may also go to for more information.

This site is published for residents of the United States only. Registered Representatives with Kestra IS and Investment Advisor Representatives of Kestra AS may only conduct business with residents of the states and jurisdictions in which they are properly registered. For additional information, please contact the Compliance Department at 512-697-6000.

This communication is strictly intended for individuals residing in the state(s) of CA, CT, FL, MA, NY and NC. No offers may be made or accepted from any resident outside the specific states referenced.

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