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Investment Management

Our goal is to help you accumulate, preserve and protect what is most important to you and your family. Through our strategic approach to asset allocation and investment planning, we develop strategies that seek to help you:

  • Meet income needs over time
  • Manage risk in line with your goals and time horizon
  • Generate growth to outpace inflation

An Emphasis on Due Diligence

Regent Financial Group’s open-architecture investment platform and stringent due diligence provide us with access to a universe of top industry talent to select among in constructing your portfolio. Our team employs a strict, highly disciplined investment manager screening process that results in a recommended list of select, leading industry investment managers. Managers on the recommended list must continue to meet strict criteria over time to remain on the list.

As independent advisors, we have access to a full array of non-proprietary financial products and services as we work with you to help ensure your assets are strategically allocated, diversified and managed. We create investment strategies tailored to your needs that may include:

  • Mutual funds
  • Separate Account Managers
  • Fixed and variable annuities
  • Domestic and international stocks
  • Cash and money market Funds
  • Exchange Traded Funds (ETFs)
  • Alternative investments (REITs,BDCs)
  • Model portfolios
  • Municipal, treasury and corporate bonds
  • Unit Investment Trusts (UITs)
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 Securities offered through Kestra Investment Services, LLC (Kestra IS) Member FINRA/SIPC. Investment Advisory Services may be offered through Kestra Advisory Services, LLC (Kestra AS). Regent Financial Group, LLC is not affiliated with Kestra IS or Kestra AS.

Kestra IS and Kestra AS do not provide legal or tax advice. 

There is no guarantee that the plan will grow to cover college expenses. In addition, depending upon the laws of your home state or designated beneficiary, favorable state tax treatment or other benefits offered by such home state for investing in 529 college savings plans may be available only if you invest in the home state's 529 college savings plan. Any state-based benefit offered with respect to a particular 529 college savings plan should be one of many appropriately weighted factors to be considered in making an investment decision. You should consult with your financial, tax or other adviser to learn more about how state-based benefits (including any limitations) would apply to your specific circumstances and also may wish to contact your home state or any other 529 college savings plan to learn more about the features, benefits and limitations of that state's 529 college savings plan. You may also go to www.collegesavings.org for more information.

This site is published for residents of the United States only. Registered Representatives with Kestra IS and Investment Advisor Representatives of Kestra AS may only conduct business with residents of the states and jurisdictions in which they are properly registered. For additional information, please contact the Compliance Department at 512-697-6000.


This communication is strictly intended for individuals residing in the state(s) of CA, CT, FL, MA, NY and NC. No offers may be made or accepted from any resident outside the specific states referenced.
 


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